Senior KYC Analyst

求人ID : 5196
業界 : Banking
雇用形態 : 正社員, 常勤
必須スキル : Trading, Information Management, Compliance, KYC, Japanese1, English2
市区町村 : Minato-Ku
都道府県: Tokyo
国 : Japan
年俸 : 4,500,000 ~ 7,000,000



Position name: Senior KYC Analyst

  • investigation of Fraudulent trading practices of stock and derivatives
  • Corresponding with Authorities
  • Internal transaction monitoring (proprietary trading, officers and employees buying and selling, corporate relationship information management brand management)


  • Persons who have compliance work experience at a financial institution
  • Strong KYC experience of more than 5 years as a team lead or manager.
  • Those who wish to change their career from sales or dealing work even if they do not have compliance experience also will be subject
  • Educational background> Graduate school, university graduate or above

Preferred Qualifications

  • If you have market surveillance work experience in the securities companies and securities Foreign affairs personnel qualification
  • you have internal management responsibility qualifications

Company Description

The company is the largest Japanese online securities company in terms of the number of total securities accounts, and also Japan's No.1 company in the entire securities industry in terms of individual stock brokerage trading value, expanding our presence inside and outside the online securities industry. In domestic stock trading, we offer industry-leading economical fees, and through connection with the PTS (Proprietary Trading System) operated by Company Japan next, we offer the SOR (Smart Order Routing) service in which orders are executed by selecting the best market among the multiple options. As a result, we provide support to individual investors for efficient asset management in terms of both trading fees and contract prices. Trading and investment information is offered through a diversity of channels centered on the website, including the real-time trading tool that enables investors to cover the gamut from gathering investment information to placing an order in addition to smartphone sites and apps.